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Lisa Ann Albert

Ubs Financial Services Inc.

Memphis, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-06-01
  • TN RA
    APPROVED
    Since 2020-06-01

Branch Locations

6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Methodist Publishing House Nashville TN 03/2002 12/2016
Impact Logistoics Bartlett TN 12/2016 02/2017
Unemplyed Bartlett TN 02/2017 04/2017
Ubs Memphis TN 04/2017 11/2017
Ubs Financial Services Memphis TN 11/2017 Present
  • 03/2002 → 12/2016
    United Methodist Publishing House
    Nashville, TN
  • 12/2016 → 02/2017
    Impact Logistoics
    Bartlett, TN
  • 02/2017 → 04/2017
    Unemplyed
    Bartlett, TN
  • 04/2017 → 11/2017
    Ubs
    Memphis, TN
  • 11/2017 → Present
    Ubs Financial Services
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-30
  • S66 Uniform Combined State Law Examination
    2020-05-30

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
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