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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Waterbury | CT | 05/2004 | 06/2024 |
| Securities America Advisors, Inc. | Waterbury | CT | 05/2004 | 06/2024 |
| Coleman Financial Advisory Group | Waterbury | CT | 07/2006 | 06/2024 |
| James W. Coleman | Waterbury | CT | 01/2006 | 06/2024 |
| Coleman Financial Advisory Group | Waterbury | CT | 04/1990 | 06/2024 |
| Lpl Financial Llc | Waterbury | CT | 06/2024 | Present |
1) 06/05/2024 - Coleman Financial Advisory Group LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 06/05/2024 - Coleman Financial Advisory Group LLC - Non-Variable Insurance - Selling: Universal life, Index Universal Life, Whole Life and all its derivatives , Long term care - Ct 06708 - Investment related - 160 Hours per month - Start date: 04/05/2010. 3) 06/05/2024 - Author - Educated Investing - Ct 06708 - Investment related - 0% Time spent - Start date: 01/01/2003. 4) 06/05/2024 - Village Road 64 LLC - Real Estate Rental - Co-owner - CT 06489 - Investment related - 0% Time spent - Start date: 01/01/2019. 5) 06/05/2024 - SOFA - Society Of Financial Awareness - Seminar - Chairman of the Connecticut Chapter - Ct 06708 - Investment related - 1 Hour per month - Start date: 01/01/2010. 6) 06/05/2024 - Retirement Income Advisors LLC - Real Estate Rental - Co-owner - CT 06708 - Investment related - 1 Hour per month - Start date: 01/01/2010.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-09 |
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