Steven Curtis Thornton

Current Employers

Employment History

• 09/2011 → 03/2021
  Wells Fargo Advisors Financial Network, Llc
  Huntsville, AL
• 09/2011 → Present
  Smith Thornton Advisors, Llc
  Huntsville, AL
• 03/2021 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2011-09-09 → 2021-03-08
  Wells Fargo Advisors Financial Network, Llc
  Huntsville, AL
• 1991-06-10 → 2011-09-12
  Morgan Keegan & Company, Llc
  Huntsville, AL
  Huntsville, AL

Other Businesses

1)VON BRAUN CENTER; NOT INV. RELATED; HUNTSVILLE, AL; BOARD MEMBER; CIVIC CENTER; START DATE 11/1/2018; 5 HRS PER MONTH; 3 HR DURING TRADING; DUTIES: ESTABLISHING POLICY, PROMOTING EVENTS AND ADVOCATING FOR THE USE OF THE VON BRAUN CENTER. 2)Smith Thornton Advisors--Investment related yes--626 Clinton Ave, W, Huntsville, AL 35801--RIA--Partner--Start 03/2021--Hours/month 200--hours/month during trading 130-- Financial advisor 3)Huntsville Sports Commission--Investment related NO--2411 9th ave, Huntsville AL 35801--Sports tourism--board member-- start 10/2012--hours/month 2--hours/month during trading 1--Establish policy 4)Smith Thornton Advisory 401K retirement plan--Investment related yes--626 Clinton ave w, Huntsville AL 35801--Retirement plan--Trustee--start 1/2013--hours/month 1--hours/month during trading 1--Plan administration

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-13
• S63 Uniform Securities Agent State Law Examination
  1989-11-22

Other Names

• Steve Thornton