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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
OH RA APPROVED 2012-10-22
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • OH RA
    APPROVED
    Since 2012-10-22

Branch Locations

8044 Montgomery Rd Ste 570 Towers Of Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Cincinnati OH 10/2012 11/2016
Wells Fargo Clearing Services, Llc Cincinnati OH 11/2016 Present
Previous Registrations
  • 2004-01-01 → 2012-10-23
    Terrace Park, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Milford, OH
    Cincinnati, OH
  • 2003-06-02 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Cincinnati, OH
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INVESTMENT RELATED; POA; START DATE 7/31/25; 5 HOURS DURING TRADING; |

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-17
S63 Uniform Securities Agent State Law Examination 1989-12-14
  • S65 Uniform Investment Adviser Law Examination
    2002-09-17
  • S63 Uniform Securities Agent State Law Examination
    1989-12-14

View on SEC IAPD

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