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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-08-26 |
| TX | RA | APPROVED | 2022-08-25 |
Branch Locations
40 S. Main St. Suite 1800, Memphis, TN 38103 • United States
6000 Poplar Ave. Suite 201, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wunderlich Securities, Inc. | Memphis | TN | 03/1997 | 09/2020 |
| B.RIley Wealth Management, Inc. | Memphis | TN | 09/2020 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-30 |
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