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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2019-09-13 |
| TX | RA | APPROVED_RES | 2007-05-09 |
| MD | RA | APPROVED | 2007-01-04 |
Branch Locations
307 International Circle, Hunt Valley, MD 21031 • United States
Bethany Beach, DE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Hunt Valley | MD | 01/2007 | Present |
1)THE MURRAY TWINS GUEST SPEAKERS, AUTHOR. 2/5/07, SELF-EMPLOYED, 3 HOURS PER MONTH. 2)UNIVERSITY OF MARYLAND SYSTEM FOUNDATION/COLLEGE PARK, MD/ADVISORY BOARD TO FOUNDATION/1 HR. PER MONTH. 3) BOYS LATIN SCHOOL OF MD / LAKE AVENUE BALTIMORE MD 21210 / EDUCATION / TEACHING / MEMBER OF BOARD OF DIRECTORS/ BOARD MEMBER / START DATE 07/01/2010.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-17 |
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