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Cary Todd Posner

LPl Enterprise, LLC

Endwell, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

3218 Watson Blvd., Endwell, NY 13760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Endwell NY 04/1993 11/2024
Lpl Enterprise, Llc Endwell NY 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-18
  • S63 Uniform Securities Agent State Law Examination
    1993-03-18
Other Names
  • Cary T Posner

View on SEC IAPD

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KEY INVESTMENT SERVICES LLC
OSAIC WEALTH, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

Ronald C Ciotoli
ROBERT STEVEN KLINE
THOMAS MICHAEL SUROWKA
BRIAN ANTHONY VOSS
DAVID JOSEPH POWELL
Kevin Charles Vestel
WILLIAM JEROME REYNOLDS
MICHAEL ANDREW RABIDEAU

Other Offices

LPL ENTERPRISE, LLC · ENDWELL, NY
KESTRA ADVISORY SERVICES, LLC · ENDWELL, NY
VOSS WEALTH MANAGEMENT · ENDICOTT, NY
LPL FINANCIAL LLC · ENDICOTT, NY
EDWARD JONES · VESTAL, NY
KEY INVESTMENT SERVICES LLC · Vestal, NY
LPL FINANCIAL LLC · ENDICOTT, NY
OSAIC WEALTH, INC. · VESTAL, NY

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