William Jerome Reynolds

Current Employers

Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-26

NY RA
APPROVED

Since 2021-03-26

Branch Locations

2531 Vestal Parkway East, Vestal, NY 13850 • United States

282 Main St, Binghamton, NY 13905 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Endicott	NY	05/2012	09/2016
First Niagara Bank	Endicott	NY	05/2012	09/2016
Key Investment Services Llc	Endicott	NY	09/2016	Present

05/2012 → 09/2016

Lpl Financial Llc

Endicott, NY
05/2012 → 09/2016

First Niagara Bank

Endicott, NY
09/2016 → Present

Key Investment Services Llc

Endicott, NY

Previous Registrations

2012-05-15 → 2016-09-21

Lpl Financial Llc

Lockport, NY

Cortland, NY

Endicott, NY

Homer, NY

Cortland, NY

Cortland, NY

Waverly, NY

Johnson City, NY

Binghamton, NY

Binghamton, NY
2007-10-09 → 2012-05-15

Hsbc Securities (Usa) Inc.

Johnson City, NY

Endicott, NY

Binghamton, NY

Vestal, NY

Tully, NY

Syracuse, NY

Binghamton, NY

Binghamton, NY

Owego, NY

Cortland, NY

Elmira Heights, NY

Horseheads, NY

Waverly, NY

Other Businesses

William J Reynolds & Rosemary Reynolds; Real Estate Rental/Rental Income Property; 1115 Fairfield St, Scranton, PA 18509; Title: Owner/Landlord; Start Date 5/1/15; 8 hours per month; 0 hours during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-08
S63	Uniform Securities Agent State Law Examination	1994-12-06

S66 Uniform Combined State Law Examination

2007-10-08
S63 Uniform Securities Agent State Law Examination

1994-12-06

Other Names

William Jerome Reynolds

View on SEC IAPD