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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Endicott | NY | 05/2012 | 09/2016 |
| First Niagara Securities | Endicott | NY | 05/2012 | 09/2016 |
| Key Investment Services Llc | Syracuse | NY | 09/2016 | 03/2021 |
| Keybank | Endicott | NY | 09/2016 | 01/2017 |
| Keybank | Syracuse | NY | 01/2017 | 03/2021 |
| Key Investment Services Llc | Syracuse | NY | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-06 |
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