Stephen William Smith

Lesko Securities Inc.

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Current Employers

Lesko Securities Inc.

400 Plaza Drive Ste A, Vestal, NY 13850 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-13

NY RA
APPROVED

Since 2021-05-13

Branch Locations

400 Plaza Dr Suite A, Vestal, NY 13850 • UNITED STATES

400 Plaza Dr Suite A, Vestal, NY 13850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Securities Incorporated	Johnson City	NY	03/1998	Present
Lesko Securities, Inc.	Binghamton	NY	10/2002	Present

03/1998 → Present

Prudential Securities Incorporated

Johnson City, NY
10/2002 → Present

Lesko Securities, Inc.

Binghamton, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-06-03
S63	Uniform Securities Agent State Law Examination	1998-05-13

S65 Uniform Investment Adviser Law Examination

1998-06-03
S63 Uniform Securities Agent State Law Examination

1998-05-13

View on SEC IAPD

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