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Richard J Barber

Lesko Securities Inc.

Vestal, NY

Vestal, NY

CRD 4286870

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Employer firm

Lesko Securities Inc. CRD 10091

$729M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Lesko Securities Inc.

400 Plaza Drive Ste A, Vestal, NY 13850 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-24
  • NY RA
    APPROVED
    Since 2023-04-24

Branch Locations

400 Plaza Drive Ste A, Vestal, NY 13850 • United States

400 Plaza Dr Suite A, Vestal, NY 13850 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Binghamton NY 12/2008 04/2023
Visions Federal Credit Union Binghamton NY 12/2008 04/2023
Visions Analysis Llc Endicott NY 09/2017 04/2023
Lesko Securities Inc. Vestal NY 04/2023 Present
  • 12/2008 → 04/2023
    Binghamton, NY
  • 12/2008 → 04/2023
    Visions Federal Credit Union
    Binghamton, NY
  • 09/2017 → 04/2023
    Visions Analysis Llc
    Endicott, NY
  • 04/2023 → Present
    Vestal, NY
Previous Registrations
  • 2008-12-11 → 2023-04-28
    Johnson City, NY
    Endicott, NY
    Binghamton, NY
    Binghamton, NY
    Endwell, NY
    Elmira, NY
    Binghamton, NY
    Horseheads, NY
    Johnson City, NY
    Owego, NY
    Spencer, NY
    Syracuse, NY
    Vestal, NY
    Johnson City, NY
    Vestal, NY
    Watkins Glen, NY
    Newark Valley, NY
    Sayre, PA
    Towanda, PA
    Syracuse, NY
    Norwich, NY
    Johnson City, NY
    Syracuse, NY
    Owego, NY
    Binghamton, NY
    Vestal, NY
    Binghamton, NY
    Syracuse, NY
    Owego, NY
    Johnson City, NY
    Norwich, NY
    Vestal, NY
    Johnson City, NY
    Johnson City, NY
    Owego, NY
    Endwell, NY
    Vestal, NY
    Binghamton, NY
    Owego, NY
    Apalachin, NY
    Binghamton, NY
    Binghamton, NY
    Endwell, NY
    Binghamton, NY
    Ithaca, NY
  • 2006-02-01 → 2008-12-09
    Endicott, NY
    Vestal, NY
    Vestal, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-04
  • S66 Uniform Combined State Law Examination
    2000-12-04
Other Names
  • Richard James Barber
  • R J Barber
  • Richard J Barber

View on SEC IAPD

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