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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

3401 East Main Street, Endwell, NY 13760 • United States

500 Plum St Ste 301, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lifemark Securities Corp Rochester NY 12/2015 07/2021
Independent Insurance Agent Endwell NY 04/2015 07/2021
Sport Official For Soccer And Basketball Endicott NY 11/2002 Present
Ce Monitor For Exams Endicott NY 06/2002 Present
Prudential Insurance Company Of America Endwell NY 07/2021 Present
Pruco Securities, Llc. Endwell NY 07/2021 11/2024
Lpl Enterprise, Llc Endwell NY 11/2024 Present
  • 12/2015 → 07/2021
    Lifemark Securities Corp
    Rochester, NY
  • 04/2015 → 07/2021
    Independent Insurance Agent
    Endwell, NY
  • 11/2002 → Present
    Sport Official For Soccer And Basketball
    Endicott, NY
  • 06/2002 → Present
    Ce Monitor For Exams
    Endicott, NY
  • 07/2021 → Present
    Prudential Insurance Company Of America
    Endwell, NY
  • 07/2021 → 11/2024
    Endwell, NY
  • 11/2024 → Present
    Endwell, NY
Previous Registrations
Other Businesses

(1)Independent Insurance Agent located at HARTER/HILL INSURANCE AGENCY, INV related, 3401 E. MAIN ST. ENDWELL NY 13760,sales of P & C, HEALTH, GROUP LIFE, GROUP HEALTH. SALES, AGENT. START DATE: 04/2015 80 HRS/MO,60 HRS/MO DURING SEC TRADING, SELL LIFE, HEALTH, P & C and DISABILITY INSURANCE / TIOGA COUNTY REPUBLICAN COMMITTEE POSITION: Representative NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: PO BOX 541, Apalachin NY 13732, United States DESCRIPTION: Help out with Republican Candidates. RONALD C. CIOTOLI POSITION: Sports Official NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2002 ADDRESS: 80 Coventry Road, Endicott NY 13760, United States DESCRIPTION: Officiate Basketball and Soccer games TIOGA COUNTY POSITION: Legislator NATURE: Government and Civic Body INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-10
  • S63 Uniform Securities Agent State Law Examination
    1992-11-10

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