Thomas Michael Surowka

Current Employers

Employment History

• 04/2016 → Present
  Kestra Investment Services, Llc.
  Endwell, NY
• 04/2016 → Present
  Kestra Advisory Services, Llc.
  Endwell, NY
• 12/2007 → Present
  Nfp Corporate Services (Ny)
  Endwell, NY

Other Businesses

Name: NFP Corporate Services (NY), LLC Investment Related: Yes Address: 1405 Davis Ave Endwell NY 13760 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Employee, Senior Director Start Date: 4/1/2013 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Oversee sales/marketing of Endwell Office; Producer. Name: NFP Corporate Services Investment Related: Yes Address: 1405 Davis Avenue Endwell NY 13760 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Employee of NFP Corporate Services, (NY) LLC. Start Date: 4/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: sales Name: Lake Chrisann Community Association Investment Related: No Address: PO Box 456 Montrose PA 18801 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: President Start Date: 4/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Participate with Board and lake membership to maintain lake water quality, fishing and PA/DEP compliance Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services NAME: THOMAS SUROWKA MARK COLIAN POSITION: Tenant in common owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 24 SECURITIES TRADING HOURS: 7 START DATE: 08/01/2019 ADDRESS: 573 Chrisann Rd, Montrose PA 18801, United States DESCRIPTION: partnering in all aspects of home renovation

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-01-24