Dawn Oneal Hale

Current Employers

Employment History

• 08/2004 → Present
  Bcn Financial, Inc.
  Alameda, CA
• 09/1989 → 02/2017
  Quest Securities, Inc.
  Alameda, CA
• 02/2017 → 04/2024
  Crown Capital Securities, Lp
  Orange, CA
• 04/2024 → Present
  Lpl Financial Llc
  Alameda, CA

Previous Registrations

• 2004-04-08 → 2005-10-19
  Bcn Financial
  Alameda, CA

Other Businesses

1. 04/17/2024 - Rental Property - Real Estate Rental - Investment Related - Alameda, CA - Start Date 10/01/2009 - 2 Hours Per Month/ 1 Hour During Trading 2. 04/17/2024 - Non Variable (fixed) Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/01/1988 - 20 Hours Per Month/ 2 Hours During Trading 3. 04/17/2024 - BCN Financial Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/1988 - 160 Hours Per Month/ 7 Hours During Trading 4. 04/24/2024 - BCN Financial, Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/1988 - 173 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through BCN Financial, Inc., an independent investment advisor firm. I started this business activity in 10/1998. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-02
• S63 Uniform Securities Agent State Law Examination
  1992-11-17