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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
| PA | RA | APPROVED | 2025-07-10 |
Branch Locations
5888 Main Street Suite 200, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Williamsville | NY | 10/2007 | 07/2025 |
| Lpl Financial Llc | Williamsville | NY | 07/2025 | Present |
1- 07/2025 - How to Find Money for Learning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/17/2021 - 4 hours per month/ 0 hours during trading 2- 07/2025 - Silver Spoon Personal Financial Officers LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/27/2007 - 2 hours per month/ 0 hours during trading 3- 07/2025 - podcaster - Business Owner - Investment Related - At Reported Business Location(s) - Start Date 10/27/2007 - 4 hours per month/ 0 hours during trading 4- 07/2025 - Book author - Business Owner - Investment Related - At Reported Business Location(s) - Start Date 03/30/2016 - 0 hours per month/ 0 hours during trading 5- 07/2025 - Silver Spoon Personal Financial Officers LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/27/2007 - 20 hours per month/ 20 hours during trading 6- 07/2025 - Book Marketing Done for You - Business Owner - Not Investment Related - At Reported Business Location(s) - Start Date 01/05/2016 - 40 hours per month/ 10 hours during trading 7- 07/2025 - Market Domination LLC - Business Owner - Investment Related - At Reported Business Location(s) - Start Date 10/27/2007 - 433 hours per month/ 20 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-24 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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