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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
PA RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10
  • PA RA
    APPROVED
    Since 2025-07-10

Branch Locations

5888 Main Street Suite 200, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Inc Williamsville NY 10/2007 07/2025
Lpl Financial Llc Williamsville NY 07/2025 Present
  • 10/2007 → 07/2025
    Next Financial Group Inc
    Williamsville, NY
  • 07/2025 → Present
    Williamsville, NY
Previous Registrations
  • 2014-02-24 → 2025-07-10
    Next Financial Group, Inc.
    Williamsville, NY
    Williamsville, NY
Other Businesses

1- 07/2025 - How to Find Money for Learning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/17/2021 - 4 hours per month/ 0 hours during trading 2- 07/2025 - Silver Spoon Personal Financial Officers LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/27/2007 - 2 hours per month/ 0 hours during trading 3- 07/2025 - podcaster - Business Owner - Investment Related - At Reported Business Location(s) - Start Date 10/27/2007 - 4 hours per month/ 0 hours during trading 4- 07/2025 - Book author - Business Owner - Investment Related - At Reported Business Location(s) - Start Date 03/30/2016 - 0 hours per month/ 0 hours during trading 5- 07/2025 - Silver Spoon Personal Financial Officers LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/27/2007 - 20 hours per month/ 20 hours during trading 6- 07/2025 - Book Marketing Done for You - Business Owner - Not Investment Related - At Reported Business Location(s) - Start Date 01/05/2016 - 40 hours per month/ 10 hours during trading 7- 07/2025 - Market Domination LLC - Business Owner - Investment Related - At Reported Business Location(s) - Start Date 10/27/2007 - 433 hours per month/ 20 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-24
S65 Uniform Investment Adviser Law Examination 1999-12-04
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    2014-02-24
  • S65 Uniform Investment Adviser Law Examination
    1999-12-04
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12

View on SEC IAPD

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