Best Investors Account Sign in
Current Employers
Vestgen Advisors, Llc

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-31
  • IL RA
    APPROVED
    Since 2025-10-31

Branch Locations

459 Dunham Road Ste. 200, St. Charles, IL 60174 • United States

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walker Financial Services Inc. St. Charles IL 10/2002 Present
Securities America Inc. La Vista NE 08/2009 12/2020
Securities America Advisors, Inc. St Charles IL 08/2009 12/2020
Lpl Financial, Llc St Charles IL 12/2020 10/2025
Private Client Services St Charles IL 10/2025 Present
Vestgen Advisors. Llc. Chicago IL 10/2025 Present
  • 10/2002 → Present
    Walker Financial Services Inc.
    St. Charles, IL
  • 08/2009 → 12/2020
    Securities America Inc.
    La Vista, NE
  • 08/2009 → 12/2020
    Securities America Advisors, Inc.
    St Charles, IL
  • 12/2020 → 10/2025
    St Charles, IL
  • 10/2025 → Present
    Private Client Services
    St Charles, IL
  • 10/2025 → Present
    Chicago, IL
Previous Registrations
  • 2020-12-18 → 2025-11-06
    St. Charles, IL
    San Diego, CA
    St. Charles, IL
  • 2009-08-26 → 2020-12-23
    Securities America Advisors, Inc.
    St. Charles, IL
  • 2003-10-07 → 2009-08-21
    Waterstone Financial Group, Inc.
    Itasca, IL
    Wheaton, IL
Other Businesses

1) DGD Ventures LLC. 459 Dunham Road, Suite 200, St Charles, IL 60174. Partnership formed with two other members to purchase a LP in Chicago called Pilot Project. Each member contributed $14,000. Managing member, bookkeeper. 1 hr/mo; 1 during trading hrs. 2) VestGen Advisors, LLC. 1 N Franklin St, Suite 1850, Chicago, IL 60606. RIA. 90 hrs/mo; 90 during trading hrs. 3) Courtyards of St Charles Office Condo Assocation. 459 Dunham Road, Suite 200, St Charles, IL 60174. I am the president of my office condo association. 1 hr/mo; 1 during trading hrs. Not investment related. 4) David Walker Vacation Rental Ownership.459 Dunham Road, Suite 200, St Charles, IL 60174. I purchased a second home in Panama City Beach. 17545 Front Beach Rd, Unit 1606 Panama City Beach, FL 32413. Held out as rental property. Owner. 1 hr/mo; 1 during trading hrs. Not investment related. 5) Swisher & Walker Financial Services, Inc. 459 Dunham Road, Suite 200, St Charles, IL 60174. Income tax preparation, accounting services. President, tax preparer and accountant. 85 hrs/mo; 85 during trading hrs. Not investment related. 6) WFS Real Estate LLC. 459 Dunham Road, Suite 200, St Charles, IL 60174. WFS Real Estate owns the office from which I do business. 459 Dunham Road, Suite 200, St Charles, IL 60174. Managing member, bookkeeper. 1 hr/mo; 1 during trading hrs. Not investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-01-03
  • S63 Uniform Securities Agent State Law Examination
    1992-01-03
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Charles, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor