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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2009-08-24 |
Branch Locations
4300 Oley Turnpike Road, Reading, PA 19606 • United States
Pottstown, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 08/2009 | Present |
1) WYOMISSING FINANCIAL GROUP, 4300 OLEY TURNPIKE RD, READING, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03/01/00, NIR, PRESIDENT/OWNER, 10/MO- 10/TRADING HR 2) THE READING HOSPITAL AND MEDICAL CENTER- READING, PA - 19611 -INVESTMENT RELATED-NO ??" 01/01/2006 - TEACHING - 3 HRS/YR. TIME SPENT & 3 HRS/YR. DURING SEC TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) Landlord, JOHN C SCHLEGEL, LLC, 200 LOYRALSOCK DR, Douglassville, PA 19518. 07/01/2017, not investment related. Leasing Office Space to Wyomissing Financial Group. 10/monthly, 10/trade. 5) BUXMONT WATER POLO, CHESTER COUNTY, POTTSTOWN, PA . 9/1/2017. Assistant coach. NIR, 8/weekly, 0/trading. 6) NORCO POLO, 1378 W Schuylkill Road, Pottstown PA 19465, 03/01/2021, Director, Sport/Fitness/Gaming, NIR, 32 HR/MO - 0 HR/MO Trading. 7) JOHN C. SCHLEGEL LLC / Pottstown PA 19465 / 07/01/2017 / NIR / OWNER - LEASING OFFICE SPACE TO WYOMISSING FINANCIAL GROUP / 10 HR/MO - 10HR/MO TRADING 8) WYOMISSING FINANCIAL GROUP, 4300 Oley Turnpike Road, Reading PA 19606, United States, 04/01/2000, Owner, DBA Name, INV REL, 160 HR/MO - 40 HR/MO TRADING 9) JOHN C. SCHLEGEL LLC, 1378 West Schuylkill Rd, Pottstown PA 19465, United States, 07/01/2017, Owner, Real Estate, NIR, 10 HR/MO - 10 HR/MO TRADING 10) JOHN SCHLEGEL, 1378 W Schuylkill Rd, Pottstown PA 19465-7338, United States, 09/24/2025, Water Polo Referee, Sport/Fitness/Gaming, NIR, 4 HR/MO - 4 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-18 |
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