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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-08-24
  • PA RA
    APPROVED
    Since 2009-08-24

Branch Locations

4300 Oley Turnpike Road, Reading, PA 19606 • United States

Pottstown, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2009 Present
Previous Registrations
  • 2007-08-02 → 2009-08-24
    Mutual Service Corporation
    Camp Hill, PA
    Danville, PA
    Wyomissing, PA
    Boston, MA
    Douglassville, PA
    Wyomissing, PA
    Douglassville, PA
Other Businesses

1) WYOMISSING FINANCIAL GROUP, 4300 OLEY TURNPIKE RD, READING, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03/01/00, NIR, PRESIDENT/OWNER, 10/MO- 10/TRADING HR 2) THE READING HOSPITAL AND MEDICAL CENTER- READING, PA - 19611 -INVESTMENT RELATED-NO ??" 01/01/2006 - TEACHING - 3 HRS/YR. TIME SPENT & 3 HRS/YR. DURING SEC TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) Landlord, JOHN C SCHLEGEL, LLC, 200 LOYRALSOCK DR, Douglassville, PA 19518. 07/01/2017, not investment related. Leasing Office Space to Wyomissing Financial Group. 10/monthly, 10/trade. 5) BUXMONT WATER POLO, CHESTER COUNTY, POTTSTOWN, PA . 9/1/2017. Assistant coach. NIR, 8/weekly, 0/trading. 6) NORCO POLO, 1378 W Schuylkill Road, Pottstown PA 19465, 03/01/2021, Director, Sport/Fitness/Gaming, NIR, 32 HR/MO - 0 HR/MO Trading. 7) JOHN C. SCHLEGEL LLC / Pottstown PA 19465 / 07/01/2017 / NIR / OWNER - LEASING OFFICE SPACE TO WYOMISSING FINANCIAL GROUP / 10 HR/MO - 10HR/MO TRADING 8) WYOMISSING FINANCIAL GROUP, 4300 Oley Turnpike Road, Reading PA 19606, United States, 04/01/2000, Owner, DBA Name, INV REL, 160 HR/MO - 40 HR/MO TRADING 9) JOHN C. SCHLEGEL LLC, 1378 West Schuylkill Rd, Pottstown PA 19465, United States, 07/01/2017, Owner, Real Estate, NIR, 10 HR/MO - 10 HR/MO TRADING 10) JOHN SCHLEGEL, 1378 W Schuylkill Rd, Pottstown PA 19465-7338, United States, 09/24/2025, Water Polo Referee, Sport/Fitness/Gaming, NIR, 4 HR/MO - 4 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-31
S63 Uniform Securities Agent State Law Examination 1992-11-18
  • S66 Uniform Combined State Law Examination
    2007-07-31
  • S63 Uniform Securities Agent State Law Examination
    1992-11-18

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