Mark A Stone

Current Employers

Employment History

• 12/2008 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Shillington, PA
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Shillington, PA
• 2008-12-09 → 2012-07-02
  First Allied Securities, Inc.
  Shillington, PA
  San Diego, CA
• 2002-05-24 → 2008-12-09
  First Montauk Securities Corp.
  Haddon Heights, NJ
  Lancaster, PA
  Shillington, PA

Other Businesses

1.) UNION ADVANTAGE FINANCIAL; OWNER; DBA; START DATE:11/17/2008 2.) MARK STONE; AGENT; INSURANCE; START DATE:9/24/2008 3.) STONE FINANCIAL; OWNER; START DATE:11/17/2008 4.) STONE FINANCIAL; PRESIDENT; START DATE 08/01/2005; 160 HOURS PER MONTH 5.) BERK COMMUNITY HEALTH CENTER; BOARD MEMBER; NON- PROFIT ORGANIZATION; START DATE 03/01/2019; 4 HOURS PER MONTH 6.) HEINTZ TAX SERVICES; VOLUNTEER; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE 02/15/2019. 20 HOURS PER MONTH; 7.) NAME OF OTHER BUSINESS: TREATMENT ACCESS AND SERVICE CENTER, INVESTMENT RELATED: NO, ADDRESS: 19 N 6TH ST, STE 300, READING, PA 19601, NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: TREASURER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: MEET QUARTERLY WITH EXECUTIVE COMMITTEE AND REVIEW FINANCIAL SITUATION;

Exams

• S66 Uniform Combined State Law Examination
  1999-04-05