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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-07-22
  • PA RA
    APPROVED
    Since 2025-07-22

Branch Locations

34 West Lancaster Avenue, Shillington, PA 19607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Chester University West Chester PA 09/2016 05/2021
Unemployed Willow Street PA 06/2021 07/2021
Trout Cpa Lancaster PA 08/2021 07/2024
Stone Financial Shillington PA 08/2024 Present
Union Advantage Financial Shillington PA 08/2024 Present
Cetera Advisors Llc St Cloud MN 08/2024 01/2025
Cetera Advisors Llc St Cloud MN 01/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2025 Present
  • 09/2016 → 05/2021
    West Chester University
    West Chester, PA
  • 06/2021 → 07/2021
    Unemployed
    Willow Street, PA
  • 08/2021 → 07/2024
    Trout Cpa
    Lancaster, PA
  • 08/2024 → Present
    Stone Financial
    Shillington, PA
  • 08/2024 → Present
    Union Advantage Financial
    Shillington, PA
  • 08/2024 → 01/2025
    Cetera Advisors Llc
    St Cloud, MN
  • 01/2025 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 07/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/2024 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS ; 2. NAME OF OTHER BUSINESS: STONE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA START DATE: 8/2024 POSITION/TITLE/RELATIONSHIP: CLIENT SERVICES ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SERVICING CLIENTS; 3. NAME OF OTHER BUSINESS: UNION ADVANTAGE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA START DATE: 8/2024 POSITION/TITLE/RELATIONSHIP: CLIENT SERVICES ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SERVICING CLIENTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-19
  • S66 Uniform Combined State Law Examination
    2025-07-19

View on SEC IAPD

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