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Stephen Joseph Kach

Cetera Investment Advisers LLC

Shillington, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-11-12
  • PA RA
    APPROVED
    Since 2020-11-12

Branch Locations

34 West Lancaster Avenue, Shillington, PA 19607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 12/2008 09/2022
First Allied Advisory Services, Inc. San Diego CA 07/2012 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc Allentown PA 09/2022 Present
  • 12/2008 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Allentown, PA
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Allentown, PA
  • 2008-12-09 → 2012-07-02
    First Allied Securities, Inc.
    Allentown, PA
    Allentown, PA
  • 1994-02-23 → 2011-10-05
    Gordon H. Dickinson & Co.
    Allentown, PA
  • 2007-02-16 → 2008-12-09
    First Montauk Securities Corp.
    Allentown, PA
    Allentown, PA
    Bethlehem, PA
Other Businesses

1.) ANCHORPOINT WEALTH MANAGEMENT; ADVISOR; DBA; START DATE 01/01/2015; 160 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-23
S63 Uniform Securities Agent State Law Examination 1990-08-14
  • S65 Uniform Investment Adviser Law Examination
    1993-12-23
  • S63 Uniform Securities Agent State Law Examination
    1990-08-14

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · READING, PA
HYPERION FINANCIAL · SHILLINGTON, PA
LPL FINANCIAL LLC · SHILLINGTON, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Reading, PA
WELLS FARGO CLEARING SERVICES, LLC · SHILLINGTON, PA
OSAIC WEALTH, INC. · READING, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Reading, PA
LPL FINANCIAL LLC · READING, PA

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