Steven Thomas Hofmann

Current Employers

Employment History

• 12/2017 → 03/2023
  New York Life Insurance Co.
  Harrisburg, PA
• 04/2018 → 05/2023
  Nylife Securities Llc
  Harrisburg, PA
• 01/1996 → 01/2018
  Hofmann Industries Inc
  Sinking Spring, PA
• 06/2021 → Present
  Grandview Financial Partners, Llc
  Wyomissing, PA
• 01/2023 → 05/2023
  Eagle Strategies Llc
  Wyomissing, PA
• 05/2023 → Present
  Sagepoint Financial, Inc.
  Reading, PA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Reading, PA

Previous Registrations

• 2023-05-01 → 2023-09-01
  Osaic Services, Inc.
  Reading, PA
• 2023-01-12 → 2023-05-03
  Eagle Strategies Llc
  Wyomissing, PA

Other Businesses

1. ENDOWMENT COMMITTEE MEMBER POSITION: Committee Member NATURE: Non-Profit Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2018 ADDRESS: Hawk Mountain Council BSA, 5027 Pottsville Pike, Reading PA 19605 DESCRIPTION: Endowment Committee provides oversight (under approval of the Council Executive Board) of the Endowment Trust Fund. This includes reviewing spending policies, investment policies, fund manager, and growth strategies. 2. INSURANCE BROKERING POSITION: Agent/Member NATURE: Independent Broker INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/30/2018 ADDRESS: 38 East Lancaster Avenue, Reading PA 19607 DESCRIPTION: Appointed with outside carriers for the purpose of brokering insurance products. 3. LIFETIME FINANCIAL SERVICES POSITION: Representative NATURE: Doing business as ("DBA")name, "Lifetime Financial Services?." INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2023 ADDRESS: 38 East Lancaster Avenue, Reading PA 19607, United States DESCRIPTION: Doing business as ("DBA") name, "Lifetime Financial Services." 4. DURABLE FINANCIAL POWER OF ATTORNEY - BERNARD M HOFMANN POSITION: Power of Attorney /Agent In Fact NATURE: Durable Power of Attorney for my father, Bernard M Hofmann INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/10/2024 ADDRESS: 2130 N 17th St, Reading PA 19604 DESCRIPTION: Durable Power of Attorney for my father for file only. Not enforced at this time. 5. SUCCESSOR TRUSTEE - BERNARD M HOFMANN REVOCABLE TRUST RESTATED 10/09/2024 POSITION: Successor Trustee NATURE: Revocable Individual Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/10/2024 ADDRESS: 2130 N 17th St, Reading PA 19604 DESCRIPTION: Act as successor trustee to financial assets of the Trust. Trustee powers would only be enabled at the death or disability of the current Trustee. 6. EXECUTOR - ESTATE OF BERNARD M HOFMANN POSITION: Executor NATURE: Estate of Bernard M Hofmann INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/10/2024 ADDRESS: 2130 N 17th St, Reading PA 19604 DESCRIPTION: Will serve as Executor (Co-Executor) of my father's estate upon his passing as named in his will and Revocable Trust restated on 10/09/2024 7. HOFMANN FAMILY FOUNDATION POSITION: Board Member NATURE: 501(c)3. Catherine V & Martin W Hofmann Foundation DBA Hofmann Family Foundation. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2010 ADDRESS: 3145 Shillington Rd, Sinking Spring PA 19608 DESCRIPTION: Help to direct charitable donations. This involves reviewing solicitations from local and national charities and deciding whether to support the organizations.

Exams

• S66 Uniform Combined State Law Examination
  2023-01-06
• S63 Uniform Securities Agent State Law Examination
  2018-10-05