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Miguel Rodriguez

J.P. Morgan Securities LLC

Baldwin Park, CA

La Puente, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-12
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2026-02-12
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

14483 E. Ramona Blvd., Baldwin Park, CA 91706 • United States

925 N. Hacienda Blvd., La Puente, CA 91744 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc La Puente CA 10/2012 Present
Jpmorgan Chase Bank, N.A. La Puente CA 11/2011 Present
Previous Registrations
  • 2011-11-28 → 2012-10-01
    Chase Investment Services Corp.
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2009-12-17 → 2011-11-14
    Waddell & Reed
    Pasadena, CA
    Las Vegas, NV
  • 2009-06-05 → 2009-10-29
    Edward Jones
    Chino Hills, CA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-03
  • S66 Uniform Combined State Law Examination
    2009-06-03
Other Names
  • Miguel De Jesus Rodriguez
  • Miguel Jesse Rodriguez
  • Miguel Rodriguez

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BALDWIN PARK, CA
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