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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-05
CA RA APPROVED 2016-10-11
  • TX RA
    APPROVED_RES
    Since 2019-03-05
  • CA RA
    APPROVED
    Since 2016-10-11

Branch Locations

14401 Ramona Blvd, Baldwin Park, CA 91706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 06/2016 Present
California Military Department Riverside CA 02/2016 Present
Bank Of America,N.A. Glendale CA 06/2011 Present
Other Businesses

I*460793 Entity Type: For Profit Name of OBA: REXXONS HOLDINGS, INC Address:Walnut California Investment Related:No Position, Title, Association:Officer,Director,Owner Start Date:07/01/2005 No Hours: 2 Monthly No Hours during trading:0 Monthly Duties:Real Estate Property Management I am responsible for the financial accounting and strategic financial decision making of this company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-08
S63 Uniform Securities Agent State Law Examination 2008-06-06
  • S66 Uniform Combined State Law Examination
    2016-10-08
  • S63 Uniform Securities Agent State Law Examination
    2008-06-06
Other Names
  • Rodzl R. Delosreyes
  • Rodzl Rosal De Los Reyes
  • Rod De Los Reyes

View on SEC IAPD

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