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Luis Adrian Pascual Curiel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Covina, CA

Los Angeles, CA

Pomona, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-15
CA RA APPROVED 2024-12-06
  • TX RA
    APPROVED
    Since 2025-01-15
  • CA RA
    APPROVED
    Since 2024-12-06

Branch Locations

150 S California Ave, West Covina, CA 91790 • United States

333 S Hope St, Los Angeles, CA 90071 • United States

444 S Garey Ave, Pomona, CA 91766 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pomona CA 07/2019 Present
Home Depot Inc. Pomona CA 12/2017 06/2019
Aeropostale Inc. Montclair CA 11/2015 09/2016
Sierra Foods Inc. Pomona CA 10/2016 11/2017
Bank Of America, N.A. Pomona CA 11/2024 Present
  • 07/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pomona, CA
  • 12/2017 → 06/2019
    Home Depot Inc.
    Pomona, CA
  • 11/2015 → 09/2016
    Aeropostale Inc.
    Montclair, CA
  • 10/2016 → 11/2017
    Sierra Foods Inc.
    Pomona, CA
  • 11/2024 → Present
    Bank Of America, N.A.
    Pomona, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-05
  • S66 Uniform Combined State Law Examination
    2024-12-05
Other Names
  • Luis Pascual
  • Luis Adrian Pascual

View on SEC IAPD

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Other Offices

LPL ENTERPRISE, LLC · WEST COVINA, CA
LPL FINANCIAL LLC · WEST COVINA, CA
OSAIC WEALTH, INC. · WEST COVINA, CA
VILLAGE GLOBAL MANAGEMENT, L.L.C. · COVINA, CA
FINVISOR SPV LLC · COVINA, CA
GOLD HOUSE VENTURES MANAGEMENT COMPANY LLC · COVINA, CA
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