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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
100 N Barranca St Suite 900R, West Covina, CA 91791 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Los Angeles | CA | 08/2010 | 05/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 05/2017 |
| Mml Investors Services, Llc | Brea | CA | 03/2017 | 05/2017 |
| Prudential Insurance Company Of America | West Covina | CA | 05/2017 | Present |
| Pruco Securities, Llc. | West Covina | CA | 05/2017 | 11/2024 |
| Lpl Enterprise, Llc | West Covina | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-12 |
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