Phillip Chartchai Kiriboon

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 05/2017
  Metlife Securities Inc
  Los Angeles, CA
• 07/2016 → 05/2017
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 05/2017
  Mml Investors Services, Llc
  Brea, CA
• 05/2017 → Present
  Prudential Insurance Company Of America
  West Covina, CA
• 05/2017 → 11/2024
  Pruco Securities, Llc.
  West Covina, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  West Covina, CA

Previous Registrations

• 2017-05-18 → 2024-11-14
  Pruco Securities, Llc.
  West Covina, CA
  Sherman Oaks, CA
  West Covina, CA
  West Covina, CA
• 2017-03-25 → 2017-06-13
  Mml Investors Services, Llc
  Brea, CA
• 2010-09-13 → 2017-03-25
  Msi Financial Services, Inc.
  Brea, CA
  Los Angeles, CA
• 2009-05-02 → 2010-08-30
  Chase Investment Services Corp.
  Temple City, CA
• 2006-10-17 → 2009-05-02
  Wamu Investments, Inc.
  Temple City, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-16
• S63 Uniform Securities Agent State Law Examination
  1999-11-12

Other Names

• Chartchai Khiewboriboon
• Phillip C. Kiriboon