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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-20 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
100 S. Vincent Avenue, West Covina, CA 91790 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | West Covina | CA | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | West Covina | CA | 10/2012 | Present |
| Auco Inc. | Phillips Ranch | CA | 09/2020 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: AUCO INC POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/23/2020 ADDRESS: 12 Phillips Ranch, CA DETAILS: 12 PHILLIPS RANCH, CA. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-01 |
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