Andres Hyunchul Han

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-05-18

CA RA
APPROVED

Since 2022-05-18

Branch Locations

10910 E. Foothill Blvd, Rancho Cucamonga, CA 91730 • United States

515 N Grand St Ste B, Walnut, CA 91789 • United States

332 S California, West Covina, CA 91790-2913 • United States

555 S. Lake Avenue, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Schools First Fcu	Tustin	CA	11/2014	Present
Cuna Brokerage Services, Inc	Waverly	IN	11/2014	05/2022
Lpl Financial Llc	Pasadena	CA	05/2022	Present

11/2014 → Present

Schools First Fcu

Tustin, CA
11/2014 → 05/2022

Cuna Brokerage Services, Inc

Waverly, IN
05/2022 → Present

Lpl Financial Llc

Pasadena, CA

Previous Registrations

2015-05-08 → 2022-05-18

Cuna Brokerage Services, Inc.

Tustin, CA

Waverly, IA

Walnut, CA

Pasadena, CA

West Covina, CA

Rancho Cucamonga, CA

Other Businesses

1) 05-18-2022- SchoolsFirst FCU- Investment Related- 15222 DEL AMO AVE, TUSTIN, CA 92780- Financial Institution Duty-Advisor- START DATE: 11/10/2014-160 Hours Per Month/160 Hours During Trading-Time Spent Percent: 100% 2) 05-18-2022-SchoolsFirst Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-30
S63	Uniform Securities Agent State Law Examination	2012-09-12

S66 Uniform Combined State Law Examination

2015-04-30
S63 Uniform Securities Agent State Law Examination

2012-09-12

Other Names

Andy Han

View on SEC IAPD