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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-30 |
| NM | RA | APPROVED | 2009-06-01 |
Branch Locations
150 Washington Avenue Suite 301, Santa Fe, NM 87501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Santa Fe | NM | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.RENTAL PROPERTY; INVESTMENT RELATED; SANTA FE/NM; REAL ESTATE; TITLE: LANDLORD; START DATE: 10/2006; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0. *640694 - Rental property; Investment related: Yes; Santa Fe; New Mexico; Rental property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2025; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-15 |
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