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Anne Florence Holloran

Columbia Management Investment Advisers, LLC

Minneapolis, MN

Boston, MA

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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-11-24
  • MN RA
    APPROVED
    Since 2015-11-24

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402 • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riversource Distributors Inc. Minneapolis MN 01/2008 Present
Riversource Investments, Llc Minneapolis MN 01/2008 Present
Seligman Advisors, Inc. Minneapolis MN 01/2009 Present
  • 01/2008 → Present
    Riversource Distributors Inc.
    Minneapolis, MN
  • 01/2008 → Present
    Riversource Investments, Llc
    Minneapolis, MN
  • 01/2009 → Present
    Seligman Advisors, Inc.
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-11
S63 Uniform Securities Agent State Law Examination 1989-08-10
  • S66 Uniform Combined State Law Examination
    2001-04-11
  • S63 Uniform Securities Agent State Law Examination
    1989-08-10
Designations
Other Names
  • Anne Holloran

View on SEC IAPD

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