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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-21 |
| CA | RA | APPROVED | 2022-09-09 |
Branch Locations
4655 Executive Dr Ste 300, San Diego, CA 92121-3123 • United States
San Diego, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | San Diego | CA | 04/2009 | 02/2020 |
| E*Trade Capital Management Llc | San Diego | CA | 06/2009 | 02/2020 |
| E*Trade Securities Llc | San Diego | CA | 02/2020 | 09/2022 |
| E*Trade Capital Management Llc | San Diego | CA | 02/2020 | 09/2022 |
| Ameriprise Financial Services, Llc | San Diego | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-03 |
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