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H W Constantin Nelson

Wells Fargo Clearing Services, LLC

Lemoyne, PA

State College, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-03
PA RA APPROVED 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-10-03
  • PA RA
    APPROVED
    Since 2024-01-19

Branch Locations

3 Lemoyne Dr, Lemoyne, PA 17043 • United States

366 Walker Dr 2Nd Fl, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2024
Wells Fargo Clearing Services, Llc State College PA 01/2024 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 01/2015 → 01/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2024 → Present
    Wells Fargo Clearing Services, Llc
    State College, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; SPRUCE CREEK, PA; 100% OWNERSHIP; START DATE 10/8/2006; 0 HOURS PER MONTH; 0 DURING TRADING; OWNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-23
S63 Uniform Securities Agent State Law Examination 2001-07-03
  • S65 Uniform Investment Adviser Law Examination
    2001-07-23
  • S63 Uniform Securities Agent State Law Examination
    2001-07-03
Other Names
  • Nelson H W Constantin
  • H W Constantin Nelson
  • Howard William Constantin Nelson
  • H W Constantin Nelson
  • Howard Constantin Nelson

View on SEC IAPD

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Other Offices

RBC CAPITAL MARKETS, LLC · LEMOYNE, PA
OSAIC ADVISORY SERVICES, LLC · Lemoyne, PA
LPL FINANCIAL LLC · LEMOYNE, PA
CETERA INVESTMENT ADVISERS LLC · LEMOYNE, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LEMOYNE, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Camp Hill, PA
YOFFE INVESTMENT MANAGEMENT, LLC · LEMOYNE, PA
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