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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-07-07 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Woodbury, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Life Financial Services Llc | Minneapolis | MN | 08/2003 | 01/2020 |
| Allianz Life Insurance Company Of North America | Minneapolis | MN | 08/2003 | 01/2020 |
| Unemployed | Woodbury | MN | 01/2020 | 09/2021 |
| Advisornet Financial Partners | Minnetonka | MN | 09/2021 | 04/2022 |
| Cetera Advisor Networks Llc | El Segundo | CA | 10/2021 | 04/2022 |
| Advisornet Wealth Management | Minneapolis | MN | 10/2021 | 04/2022 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 06/2022 | Present |
| Unemployed | Woodbury | MN | 04/2022 | 06/2022 |
Name of Activity: Twin Cities Walleyes Unlimited, LLC; Date Activity Started: 6/13/2022; Type of Activity: Non-Profit - Board of Directors; Role/Relationship: Officer; Responsibilities: Leads monthly board meetings and club meetings.; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-31 |
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