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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-07-07
  • MN RA
    APPROVED
    Since 2022-07-07

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Woodbury, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Life Financial Services Llc Minneapolis MN 08/2003 01/2020
Allianz Life Insurance Company Of North America Minneapolis MN 08/2003 01/2020
Unemployed Woodbury MN 01/2020 09/2021
Advisornet Financial Partners Minnetonka MN 09/2021 04/2022
Cetera Advisor Networks Llc El Segundo CA 10/2021 04/2022
Advisornet Wealth Management Minneapolis MN 10/2021 04/2022
Ameriprise Financial Services, Llc Minneapolis MN 06/2022 Present
Unemployed Woodbury MN 04/2022 06/2022
  • 08/2003 → 01/2020
    Allianz Life Financial Services Llc
    Minneapolis, MN
  • 08/2003 → 01/2020
    Allianz Life Insurance Company Of North America
    Minneapolis, MN
  • 01/2020 → 09/2021
    Unemployed
    Woodbury, MN
  • 09/2021 → 04/2022
    Advisornet Financial Partners
    Minnetonka, MN
  • 10/2021 → 04/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 10/2021 → 04/2022
    Advisornet Wealth Management
    Minneapolis, MN
  • 06/2022 → Present
    Minneapolis, MN
  • 04/2022 → 06/2022
    Unemployed
    Woodbury, MN
Previous Registrations
  • 2021-10-27 → 2022-04-12
    Cetera Wealth Services, Llc
    Minnetonka, MN
  • 2021-11-10 → 2022-04-05
    Minnetonka, MN
    Minnetonka, MN
Other Businesses

Name of Activity: Twin Cities Walleyes Unlimited, LLC; Date Activity Started: 6/13/2022; Type of Activity: Non-Profit - Board of Directors; Role/Relationship: Officer; Responsibilities: Leads monthly board meetings and club meetings.; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-26
S63 Uniform Securities Agent State Law Examination 1989-08-31
  • S66 Uniform Combined State Law Examination
    2021-10-26
  • S63 Uniform Securities Agent State Law Examination
    1989-08-31

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