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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
MN RA APPROVED 2021-09-13
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • MN RA
    APPROVED
    Since 2021-09-13

Branch Locations

7601 France Ave S Ste 300, Edina, MN 55435-5999 • United States

Bloomington, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bloomington MN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 09/2021
Ameriprise Financial Services Llc Edina MN 09/2021 Present
Previous Registrations
  • 2003-07-01 → 2021-09-20
    Daytona Beach, FL
    Daytona Beach, FL
    Bloomington, MN
    Daytona Beach, FL
  • 2000-09-25 → 2003-07-01
    Prudential Equity Group, Llc
    Daytona Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-26
S63 Uniform Securities Agent State Law Examination 1990-03-22
  • S65 Uniform Investment Adviser Law Examination
    2002-02-26
  • S63 Uniform Securities Agent State Law Examination
    1990-03-22

View on SEC IAPD

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