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Linda Elizabeth Kessler

LPl Enterprise, LLC

Mayfield, NY

Syracuse, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

4 North Main Street Suite 2, Mayfield, NY 12117 • United States

500 Plum St Ste 301, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Mayfield NY 07/1989 11/2024
Prudential Insurance Company Of America Mayfield NY 07/1989 Present
Lpl Enterprise, Llc Mayfield NY 11/2024 Present
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Pruco Securities, Llc.
    Latham, NY
    Albany, NY
    Shelton, CT
    Mayfield, NY
    Latham, NY
    Syracuse, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-10-12
  • S63 Uniform Securities Agent State Law Examination
    1989-10-12

View on SEC IAPD

Other Firms

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WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
PFS INVESTMENTS INC.
CANTY FINANCIAL MANAGEMENT, INC.
EDWARD JONES

Other Investors

ROBERT EDWARD WAITE
SUSAN TODD MALLERY
BRANDIE MULLIGAN
JOHN PETER WASHBURN
RONALD MARK OLINSKY
STEFFEN C HELLERT
ANDREW J COOK
BRETT MCCUE

Other Offices

CETERA INVESTMENT ADVISERS LLC · GLOVERSVILLE, NY
WELLS FARGO CLEARING SERVICES, LLC · GLOVERSVILLE, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · AMSTERDAM, NY
LPL FINANCIAL LLC · GLOVERSVILLE, NY
CETERA INVESTMENT ADVISERS LLC · AMSTERDAM, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Johnstown, NY
LPL FINANCIAL LLC · AMSTERDAM, NY
OSAIC WEALTH, INC. · AMSTERDAM, NY

More in Mayfield, NY

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