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Julie Ann Geraci

Thornburg Investment Management Inc

Santa Fe, NM

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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2011-04-11
  • NM RA
    APPROVED
    Since 2011-04-11

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Securities Corp. Santa Fe NM 01/2007 Present
  • 01/2007 → Present
    Thornburg Securities Corp.
    Santa Fe, NM
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-23
S63 Uniform Securities Agent State Law Examination 1989-11-29
  • S65 Uniform Investment Adviser Law Examination
    2011-03-23
  • S63 Uniform Securities Agent State Law Examination
    1989-11-29
Other Names
  • Julle Ann Geraci

View on SEC IAPD

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Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

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