Karen Yingling Seipp

Janney Montgomery Scott LLC

Westminster, MD

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Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2013-06-13
TX	RA	APPROVED	2013-06-13

MD RA
APPROVED

Since 2013-06-13
TX RA
APPROVED

Since 2013-06-13

Branch Locations

15 E. Main Street Suite 218, Westminster, MD 21157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott, Llc	Philadelphia	PA	06/2013	Present

06/2013 → Present

Janney Montgomery Scott, Llc

Philadelphia, PA

Previous Registrations

2009-06-01 → 2013-07-08

Morgan Stanley

Westminster, MD

Baltimore, MD
2007-04-25 → 2009-06-01

Citigroup Global Markets Inc.

Westminster, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-23

S66 Uniform Combined State Law Examination

2007-04-23

Other Names

Karen Elaine Yingling
Karen Elaine Yingling

View on SEC IAPD

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EDWARD JONES · WESTMINSTER, MD

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