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Scott William Coffee

Stifel, Nicolaus & Company, Incorporated

Denver, CO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2009-05-08
  • CO RA
    APPROVED
    Since 2009-05-08

Branch Locations

44 Cook Street Suite 450, Denver, CO 80206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Denver CO 05/2009 Present
  • 05/2009 → Present
    Stifel Nicolaus & Co Inc
    Denver, CO
Previous Registrations
  • 2008-01-01 → 2009-05-08
    Wells Fargo Clearing Services, Llc
    Greenwood Village, CO
  • 1999-01-01 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Greenwood Village, CO
    St. Louis, MO
    Greenwood Village, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-07-24
  • S63 Uniform Securities Agent State Law Examination
    1989-07-24
Designations

View on SEC IAPD

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