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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2004-06-14 |
Branch Locations
4905 W Tilghman St Ste 350 [Da-Rbo], Allentown, PA 18104 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | East Greenville | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | East Greenville | PA | 11/2016 | Present |
EXECUTOR FOR MOTHER, INV RELATED, SCHNECKSVILLE, PA, START: 7/27/2022, 4 HRS/MONTH, 0 HRS DURING TRADING.; POWER OF ATTORNEY FOR FATHER, INV RELATED, SCHNECKSVILLE, PA, START: 12/01/2022, 4 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-03 |
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