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Louis Vincent Santoro

LPl Financial LLC

Long Beach, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-06
CA RA APPROVED 2009-09-08
  • TX RA
    APPROVED_RES
    Since 2019-02-06
  • CA RA
    APPROVED
    Since 2009-09-08

Branch Locations

301 E Bixby Rd. 1St Flr, Long Beach, CA 90807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Certified Tax & Financial Service Long Beach CA 01/1989 Present
Lpl Financial Llc Long Beach CA 09/2009 Present
  • 01/1989 → Present
    Certified Tax & Financial Service
    Long Beach, CA
  • 09/2009 → Present
    Long Beach, CA
Previous Registrations
  • 2008-09-08 → 2009-09-08
    Mutual Service Corporation
    Long Beach, CA
Other Businesses

1. 02/07/2014 - SANTORO & GRIFFIN, INC. DBA CERTIFIED TAX & FINANCIAL SERVICE - INV REL - TAX PREP/ACCOUNTING/CPA - TAX PREPARATION, BOOKKEEPING, PAYROLL - TIME SPENT 60% 2. 11/19/2019 - No Business Name - Investment Related - Lake Arrowhead, CA & Long Beach, CA - Real Estate Rental - Start Date: 11/20/2019 - 1 Hour Per Month/0 Hours During Securities Trading - 9 separate properties, apartments and houses. 54 total units.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-05
S63 Uniform Securities Agent State Law Examination 1996-11-07
  • S66 Uniform Combined State Law Examination
    2008-09-05
  • S63 Uniform Securities Agent State Law Examination
    1996-11-07

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