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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-06 |
| CA | RA | APPROVED | 2009-09-08 |
Branch Locations
301 E Bixby Rd. 1St Flr, Long Beach, CA 90807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Certified Tax & Financial Service | Long Beach | CA | 01/1989 | Present |
| Lpl Financial Llc | Long Beach | CA | 09/2009 | Present |
1. 02/07/2014 - SANTORO & GRIFFIN, INC. DBA CERTIFIED TAX & FINANCIAL SERVICE - INV REL - TAX PREP/ACCOUNTING/CPA - TAX PREPARATION, BOOKKEEPING, PAYROLL - TIME SPENT 60% 2. 11/19/2019 - No Business Name - Investment Related - Lake Arrowhead, CA & Long Beach, CA - Real Estate Rental - Start Date: 11/20/2019 - 1 Hour Per Month/0 Hours During Securities Trading - 9 separate properties, apartments and houses. 54 total units.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-07 |
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