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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-15 |
| CO | RA | APPROVED | 1999-01-01 |
Branch Locations
7761 Shaffer Pkwy Ste 100, Littleton, CO 80127-3729 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Littleton | CO | 08/1995 | Present |
1. 10/18/2006: The Wealth Strategies Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/8/2016: Trevenna Enterprises LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2016 - 200 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-21 |
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