Best Investors Account Sign in

Lesia Lynn Marino-Brolinson

Wells Fargo Clearing Services, LLC

Davidson, NC

Catawba, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-08-11
TX RA APPROVED 2020-08-11
  • NC RA
    APPROVED
    Since 2020-08-11
  • TX RA
    APPROVED
    Since 2020-08-11

Branch Locations

130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States

Catawba, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Toledo OH 02/2011 08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Toledo OH 04/2010 08/2020
Wells Fargo Clearing Services, Llc Davidson NC 08/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-01
S63 Uniform Securities Agent State Law Examination 1989-06-30
  • S65 Uniform Investment Adviser Law Examination
    1996-04-01
  • S63 Uniform Securities Agent State Law Examination
    1989-06-30
Other Names
  • Lesia Lynn Marino
  • Lesia Marino
  • Lesia L Marino
  • Lesia L Hahler
  • Lesia L Marino
  • Lesia Marino Brolinson

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
MERIT FINANCIAL ADVISORS
EDWARD JONES
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
GENEOS WEALTH MANAGEMENT, INC.
ROBERT W. BAIRD & CO. INCORPORATED
OSAIC WEALTH, INC.
FOUNDRY FINANCIAL LLC

Other Investors

ELIZABETH HEILIGENTHALER
Sara C Heiligenthaler
DAVID WALTER HEILIGENTHALER
CHRISTINA MCCONNELL
JERATHEN LEVON TILLMAN
LAURA LONG
RANDI DERENE
KYLE WHITFIELD LAMBETH

Other Offices

LPL FINANCIAL LLC · DAVIDSON, NC
LPL FINANCIAL LLC · DAVIDSON, NC
WELLS FARGO CLEARING SERVICES, LLC · DAVIDSON, NC
MERIT FINANCIAL ADVISORS · DAVIDSON, NC
EDWARD JONES · Davidson, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · DAVIDSON, NC
GENEOS WEALTH MANAGEMENT, INC. · Davidson, NC
ROBERT W. BAIRD & CO. INCORPORATED · DAVIDSON, NC

More in Davidson, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor