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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-26
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-26
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

186 Wood Ave S Suite 301, Iselin, NJ 08830 • United States

High Bridge, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Iselin NJ 07/2016 Present
Massachusetts Mutual Life Insurance Company Iselin NJ 07/2016 Present
  • 07/2016 → Present
    Iselin, NJ
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Iselin, NJ
Previous Registrations
  • 2002-07-30 → 2017-03-25
    Msi Financial Services, Inc.
    Flemington, NJ
    Piscataway, NJ
    Short Hills, NJ
    Iselin, NJ
    Iselin, NJ
    Iselin, NJ
Other Businesses

Name: Anthony M. Karabas Inv rel: Y Add: 186 Wood Avenue South, Suite 301 Iselin, NJ 08830 Nature: Life, Health, P&C, DI, Medicare related, Fixed Annuities and LTC Insurance sales Position: Agent Start date: 01/2017 No. HR/MO: 15 No. HR/MO during sec trading: 10.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-11
  • S63 Uniform Securities Agent State Law Examination
    1994-01-11

View on SEC IAPD

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