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Thomas Edward Seger

Janney Montgomery Scott LLC

Yardley, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-03-03
TX RA APPROVED 2020-03-03
  • PA RA
    APPROVED
    Since 2020-03-03
  • TX RA
    APPROVED
    Since 2020-03-03

Branch Locations

1010 Stony Hill Road Suite 300, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seger Productions Langhorne PA 09/1990 09/2016
Raymond James & Associates, Inc. Newtown PA 02/2004 03/2020
Janney Montgomery Scott Llc Newtown/Yardley PA 02/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-02
S63 Uniform Securities Agent State Law Examination 1989-08-11
  • S66 Uniform Combined State Law Examination
    2001-08-02
  • S63 Uniform Securities Agent State Law Examination
    1989-08-11
Designations
Other Names
  • Tom Seger

View on SEC IAPD

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