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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-17 |
| CO | RA | APPROVED | 2011-04-21 |
Branch Locations
102 North Cascade Avenue Suite 600, Colorado Springs, CO 80903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Colorado Springs | CO | 04/2011 | Present |
(1)Name of Business: The Hester And Edwin Giddings Foundation Address: 1578 Gold Hill Mesa Dr, Colorado Springs, CO, 80905, United States Activity Type: Non profit Position/Title: Officer - President Investment Related: Yes Start Date: 04/07/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the president of this family foundation involving investment management of the portfolio as well as granting of grants on a annual basis.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-11-14 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-14 |
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