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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-06 |
| CO | RA | APPROVED | 2019-06-07 |
Branch Locations
8620 N Union Blvd, Colorado Springs, CO 80920 • United States
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Colorado Springs | CO | 03/2010 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Colorado Springs | CO | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-20 |
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