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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Latham | NY | 07/2014 | Present |
| Principal Securities Inc | Latham | NY | 03/2016 | Present |
***OUTSIDE INSURANCE, LIFE, LTC, FIXED ANNUITIES, 10/24/14. ***Chickadee Mountain Club; Not Investment Related; Lake Luzerne, NY; Director; Director of not for profit club.; Start Date: 05/01/2021; 3 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-08-26 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-26 |
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