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4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-10-13 |
Branch Locations
1645 Palm Beach Lakes Blvd. Suite 1200, West Palm Beach, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | West Palm Beach | FL | 10/2015 | 12/2025 |
| Creative Planning Institutional Advisors, Llc | Newport Beach | CA | 08/2015 | Present |
1. Name of other business: SageView Advisory Group Investment related: Yes Address: Same as Registered Location Nature of business: financial services Start date: 09/2015 Apx number of hours per week: 40 Apx number of hours during trading hours: 40 Brief description of duties: Client Services and Office Operations 2. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP LLC - CRD#126777, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ADVISORY SERVICES, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE, START DATE: 07/2020, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-11 |
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