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13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-03-04 |
| TX | RA | APPROVED_RES | 2020-03-03 |
Branch Locations
13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA
1455 Lincoln Parkway Ste 325, Atlanta, GA 30346 • United States
13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Atlanta | GA | 08/2015 | 09/2019 |
| Cetera Investment Advisers Llc | Atlanta | GA | 05/2017 | 03/2020 |
| Cetera Advisor Networks Llc | Atlanta | GA | 09/2019 | 03/2020 |
| Madison Avenue Securities, Llc | San Diego | CA | 03/2020 | Present |
1)NAME: ADVISORS EXCEL; INV RELATED:YES; ADDRESS:2950 SW MCCLURE ROAD, TOPEKA, KS 66614; NATURE:INSURANCE PRODUCTS OFFERED THROUGH AE, CREATIVE SERVICES PROVIDED BY AE; POSITION:INSURANCE AGENT; START DATE:01/2017; HOURS/MONTH:40; TRADING HOURS/MONTH:40; DUTIES:INSURANCE SALES 2)NAME: HEARTLAND INSTITUTE OF FINANCIAL EDUCATION; INV RELATED: NOT DIRECTLY; ADDRESS: 8301 EAST PRENTICE SUITE 312 GREENWOOD VILLAGE, CO 80111 ; NATURE: CFED TEACH FINANCIAL PLANNING CLASSES ; POSITION: CFED ; START DATE: 1/01/2010 ; HOURS/MONTH: 8; TRADING HOURS/MONTH: 0 ; DUTIES: NONE OTHER THAN ANNUAL CONTINUING ED. 3)NAME: INTEGROUS INVESTMENT SOLUTIONS LLC ; INV RELATED: SET UP FOR BILLS AND LEASES ; ADDRESS: 1455 LINCOLN PKWY STE 325 ; NATURE: SET UP FOR BILLS AND LEASES ; POSITION: PARTNER ; START DATE: 11/2016 ; HOURS/MONTH: 4; TRADING HOURS/MONTH: 0 ; DUTIES: PARTNER PAY THE BILLS 4)NAME: OXFORD RETIREMENT ADVISORS; INV RELATED: DBA TO OPERATE OUR PRACTICE IN NAME ONLY ; ADDRESS: 1455 LINCOLN PARKWAY STE 325, ATLANTA, GA 30346 ; NATURE: DBA TO OPERATE OUR PRACTICE IN NAME ONLY ; POSITION: PARTNER ; START DATE: 01/2020 ; HOURS/MONTH: 0 ; TRADING HOURS/MONTH: 0 ; DUTIES: DBA TO OPERATE OUR PRACTICE IN NAME ONLY 5.) NAME: THE RETIREMENT PLAYBOOK SERIES; INV RELATED: DBA TO MARKET CLASSES ; ADDRESS: 1455 LINCOLN PARKWAY STE 325, ATLANTA, GA 30346 ; NATURE: DBA TO MARKET CLASSES WITH THE NEW DOMAIN NAME ; POSITION: INSTRUCTOR/MARKETER; START DATE: 10/2020 ; HOURS/MONTH: 5 HOURS A WEEK; TRADING HOURS/MONTH: 2-3; DUTIES: DBA TO MARKET CLASSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-10 |
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