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Wayne Christopher Brannan

Wells Fargo Clearing Services, LLC

Oakhurst, NJ

Eatontown, NJ

CRD 1945952

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-02-23
  • NJ RA
    APPROVED
    Since 2016-02-23

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

84 State Route 36, Eatontown, NJ 07724 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Oakhurst NJ 12/2015 11/2016
Wells Fargo Clearing Services, Llc Oakhurst NJ 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-22
S63 Uniform Securities Agent State Law Examination 1989-06-06
  • S66 Uniform Combined State Law Examination
    2016-02-22
  • S63 Uniform Securities Agent State Law Examination
    1989-06-06
Other Names
  • Wayne Chris Brannan

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · OAKHURST, NJ
WELLS FARGO CLEARING SERVICES, LLC · OAKHURST, NJ
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