Amy Moore

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-20
TX	RA	APPROVED	2026-01-16

CA RA
APPROVED

Since 2026-01-20
TX RA
APPROVED

Since 2026-01-16

Branch Locations

1332 Anacapa Street 2Nd Floor, Santa Barbara, CA 93101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Santa Barbara	CA	05/2015	01/2026
Bank Of America, N.A.	Santa Barbara	CA	11/2015	01/2026
Morgan Stanley Smith Barney Llc	Santa Barbara	CA	01/2026	Present

05/2015 → 01/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Barbara, CA
11/2015 → 01/2026

Bank Of America, N.A.

Santa Barbara, CA
01/2026 → Present

Morgan Stanley Smith Barney Llc

Santa Barbara, CA

Previous Registrations

2015-05-21 → 2026-01-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Barbara, CA
2008-08-29 → 2015-06-01

Ubs Financial Services Inc.

Santa Barbara, CA
1997-07-08 → 2008-09-15

Citigroup Global Markets Inc.

Santa Barbara, CA

Santa Barbara, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-02-25

S63 Uniform Securities Agent State Law Examination

1994-02-25

Other Names

Amy Melinda Lepper
Amy M Lepper
Amy Melinda Moore

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews